For each of the pdfs I would like to create an excel spreadsheet that I can then analyse using pivot tables.
For the CBI UCITS Funds spreadsheets the columns should be:
• Name of UCITS (bold info only)
• Date of Authorisation (bold info only)
• Management Company (first line ie name of Management Company)
• Trustee (first line ie name of Trustee)
For CBI Cross Border Firms:
• Name of AIFM (Name only, not address)
• Entity Status
• Entity Sub Status
• Country of Authorisation
• Date of Commencement
For CBI UCITS Mancos:
• Name of Management Company (Name only, not address)
• Date of Authorisation
• Collective Portfolio Management
• Individual Portfolio Management
• Investment Advice
• Safekeeping/Administration
For CBI AIF Firms:
• Name of AIFM (Name only, not address)
• Authorisation Status
• Internally Managed
• Date of Authorisation
• [Tick boxes for the AIFM Activities as headings below (and add any columns that are not in the list below when you come across them]
o 1(a) Portfolio management
o 1(b) Risk management
o 2(a)(i) Administration: legal and fund management accounting services
o 2(a)(ii) Administration: customer inquiries
o 2(a)(iii) Administration: valuation and pricing, including tax returns
o 2(a)(iv) Administration: regulatory compliance monitoring
o 2(a)(ix) Administration: record keeping
o 2(a)(v) Administration: maintenance of unit-/shareholder register
o 2(a)(vi) Administration: distribution of income
o 2(a)(vii) Administration: unit/shares issues and redemptions
o 2(a)(viii) Administration: contract settlements, including certificate dispatch
o 2(b) Marketing
o 2(c) Activities related to the assets of alternative investment funds
o Individual Portfolio Management
o Investment Advice
o Receiving and transmitting of orders
For CBI MIFID Investment Firms:
• Name (no address)
• Auth Date
• Client Money
• Business Services – a column to each number with a tick
• Financial Instruments – a column for each number with a tick
• Jurisdictions – a column for each country with FOS or FOE (or any other) in the column